May 25, 1787, Freshly spread dirt
covered the cobblestone street in front of the
Pennsylvania State House, protecting the men inside from
the sound of passing carriages and carts. Guards stood
at the entrances to ensure that the curious were kept at
a distance. Robert Morris of Pennsylvania, the
"financier" of the Revolution, opened the proceedings
with a nomination--Gen. George Washington for the
presidency of the Constitutional Convention. The vote
was unanimous. With characteristic ceremonial modesty,
the general expressed his embarrassment at his lack of
qualifications to preside over such an august body and
apologized for any errors into which he might fall in
the course of its deliberations.
To many of those assembled, especially
to the small, boyish-looking, 36-year-old delegate from
Virginia, James Madison, the general's mere presence
boded well for the convention, for the illustrious
Washington gave to the gathering an air of importance
and legitimacy But his decision to attend the convention
had been an agonizing one. The Father of the Country had
almost remained at home.
Suffering from rheumatism, despondent
over the loss of a brother, absorbed in the management
of Mount Vernon, and doubting that the convention would
accomplish very much or that many men of stature would
attend, Washington delayed accepting the invitation to
attend for several months. Torn between the hazards of
lending his reputation to a gathering perhaps doomed to
failure and the chance that the public would view his
reluctance to attend with a critical eye, the general
finally agreed to make the trip. James Madison was
pleased.
The Articles of Confederation
The determined Madison had for several
years insatiably studied history and political theory
searching for a solution to the political and economic
dilemmas he saw plaguing America. The Virginian's labors
convinced him of the futility and weakness of
confederacies of independent states. America's own
government under the Articles of Confederation, Madison
was convinced, had to be replaced. In force since 1781,
established as a "league of friendship" and a
constitution for the 13 sovereign and independent states
after the Revolution, the articles seemed to Madison
woefully inadequate. With the states retaining
considerable power, the central government, he believed,
had insufficient power to regulate commerce. It could
not tax and was generally impotent in setting commercial
policy It could not effectively support a war effort. It
had little power to settle quarrels between states.
Saddled with this weak government, the states were on
the brink of economic disaster. The evidence was
overwhelming. Congress was attempting to function with a
depleted treasury; paper money was flooding the country,
creating extraordinary inflation--a pound of tea in some
areas could be purchased for a tidy $100; and the
depressed condition of business was taking its toll on
many small farmers. Some of them were being thrown in
jail for debt, and numerous farms were being confiscated
and sold for taxes.
In 1786 some of the farmers had fought
back. Led by Daniel Shays, a former captain in the
Continental army, a group of armed men, sporting
evergreen twigs in their hats, prevented the circuit
court from sitting at Northampton, MA, and threatened to
seize muskets stored in the arsenal at Springfield.
Although the insurrection was put down by state troops,
the incident confirmed the fears of many wealthy men
that anarchy was just around the corner. Embellished day
after day in the press, the uprising made upper-class
Americans shudder as they imagined hordes of vicious
outlaws descending upon innocent citizens. From his
idyllic Mount Vernon setting, Washington wrote to
Madison: "Wisdom and good examples are necessary at this
time to rescue the political machine from the impending
storm."
Madison thought he had the answer. He
wanted a strong central government
to provide order and stability. "Let it be tried then,"
he wrote, "whether any middle ground can be taken which
will at once support a due supremacy of the national
authority," while maintaining state power only when
"subordinately useful." The resolute Virginian looked to
the Constitutional Convention to forge a new government
in this mold.
The convention had its specific
origins in a proposal offered by Madison and John Tyler
in the Virginia assembly that the Continental Congress
be given power to regulate commerce throughout the
Confederation. Through their efforts in the assembly a
plan was devised inviting the several states to attend a
convention at Annapolis, MD, in September 1786 to
discuss commercial problems. Madison and a young lawyer
from New York named Alexander Hamilton issued a report
on the meeting in Annapolis, calling upon Congress to
summon delegates of all of the states to meet for the
purpose of revising the Articles of Confederation.
Although the report was widely viewed as a usurpation of
congressional authority, the Congress did issue a formal
call to the states for a convention. To Madison it
represented the supreme chance to reverse the country's
trend. And as the delegations gathered in Philadelphia,
its importance was not lost to others. The squire of
Gunston Hall, George Mason, wrote to his son, "The Eyes
of the United States are turned upon this Assembly and
their Expectations raised to a very anxious Degree. May
God Grant that we may be able to gratify them, by
establishing a wise and just Government."
The Delegates
Seventy-four delegates were appointed
to the convention, of which 55 actually attended
sessions. Rhode Island was the only state that refused
to send delegates. Dominated by men wedded to paper
currency, low taxes, and popular government, Rhode
Island's leaders refused to participate in what they saw
as a conspiracy to overthrow the established government.
Other Americans also had their suspicions. Patrick
Henry, of the flowing red Glasgow cloak and the magnetic
oratory, refused to attend, declaring he "smelt a rat."
He suspected, correctly, that Madison had in mind the
creation of a powerful central government and the
subversion of the authority of the state legislatures.
Henry along with many other political leaders, believed
that the state governments offered the chief protection
for personal liberties. He was determined not to lend a
hand to any proceeding that seemed to pose a threat to
that protection.
With Henry absent, with such towering
figures as Jefferson and Adams abroad on foreign
missions, and with John Jay in New York at the Foreign
Office, the convention was without some of the country's
major political leaders. It was, nevertheless, an
impressive assemblage. In addition to Madison and
Washington, there were Benjamin Franklin of
Pennsylvania--crippled by gout, the 81-year-old Franklin
was a man of many dimensions printer, storekeeper,
publisher, scientist, public official, philosopher,
diplomat, and ladies' man; James Wilson of
Pennsylvania--a distinguished lawyer with a penchant for
ill-advised land-jobbing schemes, which would force him
late in life to flee from state to state avoiding
prosecution for debt, the Scotsman brought a profound
mind steeped in constitutional theory and law; Alexander
Hamilton of New York--a brilliant, ambitious former
aide-de-camp and secretary to Washington during the
Revolution who had, after his marriage into the Schuyler
family of New York, become a powerful political figure;
George Mason of Virginia--the author of the Virginia
Bill of Rights whom Jefferson later called "the Cato of
his country without the avarice of the Roman"; John
Dickinson of Delaware--the quiet, reserved author of the
"Farmers' Letters" and chairman of the congressional
committee that framed the articles; and Gouverneur
Morris of Pennsylvania-- well versed in French
literature and language, with a flair and bravado to
match his keen intellect, who had helped draft the New
York State Constitution and had worked with Robert
Morris in the Finance Office.
There were others who played major
roles - Oliver Ellsworth of Connecticut; Edmund Randolph
of Virginia; William Paterson of New Jersey; John
Rutledge of South Carolina; Elbridge Gerry of
Massachusetts; Roger Sherman of Connecticut; Luther
Martin of Maryland; and the Pinckneys, Charles and
Charles Cotesworth, of South Carolina. Franklin was the
oldest member and Jonathan Dayton, the 27-year-old
delegate from New Jersey was the youngest. The average
age was 42. Most of the delegates had studied law, had
served in colonial or state legislatures, or had been in
the Congress. Well versed in philosophical theories of
government advanced by such philosophers as James
Harrington, John Locke, and Montesquieu, profiting from
experience gained in state politics, the delegates
composed an exceptional body, one that left a remarkably
learned record of debate. Fortunately we have a
relatively complete record of the proceedings, thanks to
the indefatigable James Madison. Day after day, the
Virginian sat in front of the presiding officer,
compiling notes of the debates, not missing a single day
or a single major speech. He later remarked that his
self-confinement in the hall, which was often
oppressively hot in the Philadelphia summer, almost
killed him.
The sessions of the convention were
held in secret--no reporters or visitors were permitted.
Although many of the naturally loquacious members were
prodded in the pubs and on the streets, most remained
surprisingly discreet. To those suspicious of the
convention, the curtain of secrecy only served to
confirm their anxieties. Luther Martin of Maryland later
charged that the conspiracy in Philadelphia needed a
quiet breeding ground. Thomas Jefferson wrote John Adams
from Paris, "I am sorry they began their deliberations
by so abominable a precedent as that of tying up the
tongues of their members."
The Virginia Plan
On Tuesday morning, May 29, Edmund
Randolph, the tall, 34-year- old governor of Virginia,
opened the debate with a long speech
decrying the evils that had befallen the
country under the Articles of Confederation and
stressing the need for creating a strong national
government. Randolph then outlined a broad plan that he
and his Virginia compatriots had, through long sessions
at the Indian Queen tavern, put together in the days
preceding the convention. James Madison had such a plan
on his mind for years. The proposed government had three
branches--legislative, executive, and judicial--each
branch structured to check the other. Highly
centralized, the government would have veto power over
laws enacted by state legislatures. The plan, Randolph
confessed, "meant a strong consolidated union in
which the idea of states should be nearly annihilated."
This was, indeed, the rat so offensive to Patrick Henry.
The introduction of the so-called
Virginia Plan at the beginning of the convention was a
tactical coup. The Virginians had forced the debate into
their own frame of reference and in their own terms.
For 10 days the members of the
convention discussed the sweeping and, to many
delegates, startling Virginia resolutions. The critical
issue, described succinctly by Gouverneur Morris on May
30, was the distinction between a federation and a
national government, the "former being a mere compact
resting on the good faith of the parties; the latter
having a compleat and compulsive operation."
Morris favored the latter, a "supreme power" capable of
exercising necessary authority not merely a shadow
government, fragmented and hopelessly ineffective.
The New Jersey Plan
This nationalist position revolted
many delegates who cringed at the vision of a central
government swallowing state sovereignty. On June 13
delegates from smaller states rallied around proposals
offered by New Jersey delegate William Paterson. Railing
against efforts to throw the states into "hotchpot,"
Paterson proposed a "union of the States merely
federal." The "New Jersey resolutions" called only for a
revision of the articles to enable the Congress more
easily to raise revenues and regulate commerce. It also
provided that acts of Congress and ratified treaties be
"the supreme law of the States."
For 3 days the convention debated
Paterson's plan, finally voting for rejection. With the
defeat of the New Jersey resolutions, the convention was
moving toward creation of a new government, much to the
dismay of many small-state delegates. The nationalists,
led by Madison, appeared to have the proceedings in
their grip. In addition, they were able to persuade the
members that any new constitution should be ratified
through conventions of the people and not by the
Congress and the state legislatures- -another tactical
coup. Madison and his allies believed that the
constitution they had in mind would likely be scuttled
in the legislatures, where many state political leaders
stood to lose power. The nationalists wanted to bring
the issue before "the people," where ratification was
more likely.
Hamilton's Plan
On June 18 Alexander Hamilton
presented his own ideal plan of government. Erudite and
polished, the speech, nevertheless, failed to win a
following. It went too far. Calling the British
government "the best in the world," Hamilton proposed a
model strikingly similar an executive to serve during
good behavior or life with veto power over all laws; a
senate with members serving during good behavior; the
legislature to have power to pass "all laws whatsoever."
Hamilton later wrote to Washington that the people were
now willing to accept "something not very remote from
that which they have lately quitted." What the people
had "lately quitted," of course, was monarchy. Some
members of the convention fully expected the country to
turn in this direction. Hugh Williamson of North
Carolina, a wealthy physician, declared that it was
"pretty certain . . . that we should at some time or
other have a king." Newspaper accounts appeared in the
summer of 1787 alleging that a plot was under way to
invite the second son of George III, Frederick, Duke of
York, the secular bishop of Osnaburgh in Prussia, to
become "king of the United States."
Strongly militating against any
serious attempt to establish monarchy was the enmity so
prevalent in the revolutionary period toward royalty and
the privileged classes. Some state constitutions had
even prohibited titles of nobility. In the same year as
the Philadelphia convention, Royall Tyler, a
revolutionary war veteran, in his play The Contract,
gave his own jaundiced view of the upper classes:
Exult each patriot heart! this night
is shewn
A piece, which we may fairly call our own;
Where the proud titles of "My Lord!" "Your Grace!"
To humble Mr. and plain Sir give place.
Most delegates were well aware that
there were too many Royall Tylers in the country, with
too many memories of British rule and too many ties to a
recent bloody war, to accept a king. As the debate moved
into the specifics of the new government, Alexander
Hamilton and others of his persuasion would have to
accept something less.
By the end of June, debate between the
large and small states over the issue of representation
in the first chamber of the legislature was becoming
increasingly acrimonious. Delegates from Virginia and
other large states demanded that voting in Congress be
according to population; representatives of smaller
states insisted upon the equality
they had enjoyed under the articles. With the oratory
degenerating into threats and accusations, Benjamin
Franklin appealed for daily prayers. Dressed in his
customary gray homespun, the aged philosopher pleaded
that "the Father of lights . . . illuminate our
understandings." Franklin's appeal for prayers was never
fulfilled; the convention, as Hugh Williamson noted, had
no funds to pay a preacher.
On June 29 the delegates from the
small states lost the first battle. The convention
approved a resolution establishing population as the
basis for representation in the House of
Representatives, thus favoring the larger states. On a
subsequent small-state proposal that the states have
equal representation in the Senate, the vote resulted in
a tie. With large-state delegates unwilling to
compromise on this issue, one member thought that the
convention "was on the verge of dissolution, scarce held
together by the strength of an hair."
By July 10 George Washington was so
frustrated over the deadlock that he bemoaned "having
had any agency" in the proceedings and called the
opponents of a strong central government "narrow minded
politicians . . . under the influence of local views."
Luther Martin of Maryland, perhaps one whom Washington
saw as "narrow minded," thought otherwise. A tiger in
debate, not content merely to parry an opponent's
argument but determined to bludgeon it into eternal
rest, Martin had become perhaps the small states' most
effective, if irascible, orator. The Marylander leaped
eagerly into the battle on the representation issue
declaring, "The States have a right to an equality of
representation. This is secured to us by our present
articles of confederation; we are in possession of this
privilege."
The Great Compromise
Also crowding into this complicated
and divisive discussion over representation was the
North-South division over the method by which slaves
were to be counted for purposes of taxation and
representation. On July 12 Oliver Ellsworth proposed
that representation for the lower house be based on the
number of free persons and three-fifths of "all other
persons," a euphemism for slaves. In the following week
the members finally compromised, agreeing that direct
taxation be according to representation and that the
representation of the lower house be based on the white
inhabitants and three-fifths of the "other people." With
this compromise and with the growing realization that
such compromise was necessary to avoid a complete
breakdown of the convention, the members then approved
Senate equality. Roger Sherman had remarked that it was
the wish of the delegates "that some general government
should be established." With the crisis over
representation now settled, it began to look again as if
this wish might be fulfilled.
For the next few days the air in the
City of Brotherly Love, although insufferably muggy and
swarming with blue-bottle flies, had the clean scent of
conciliation. In this period of welcome calm, the
members decided to appoint a Committee of Detail to draw
up a draft constitution. The convention would now at
last have something on paper. As Nathaniel Gorham of
Massachusetts, John Rutledge, Edmund Randolph, James
Wilson, and Oliver Ellsworth went to work, the other
delegates voted themselves a much needed 10-day
vacation.
During the adjournment, Gouverneur
Morris and George Washington rode out along a creek that
ran through land that had been part of the Valley Forge
encampment 10 years earlier. While Morris cast for
trout, Washington pensively looked over the now lush
ground where his freezing troops had suffered, at a time
when it had seemed as if the American Revolution had
reached its end. The country had come a long way.
The First Draft
On Monday August 6, 1787, the
convention accepted the first draft of the Constitution.
Here was the article-by-article model from which the
final document would result some 5 weeks later. As the
members began to consider the various sections, the
willingness to compromise of the previous days quickly
evaporated. The most serious controversy erupted over
the question of regulation of commerce. The southern
states, exporters of raw materials, rice, indigo, and
tobacco, were fearful that a New England-dominated
Congress might, through export taxes, severely damage
the South's economic life. C. C. Pinckney declared that
if Congress had the power to regulate trade, the
southern states would be "nothing more than overseers
for the Northern States."
On August 21 the debate over the issue
of commerce became very closely linked to another
explosive issue--slavery. When Martin of
Maryland proposed a tax on slave
importation, the convention was thrust into a strident
discussion of the institution of slavery and its moral
and economic relationship to the new government.
Rutledge of South Carolina, asserting that slavery had
nothing at all to do with morality, declared, "Interest
alone is the governing principle with nations." Sherman
of Connecticut was for dropping the tender issue
altogether before it jeopardized the convention. Mason
of Virginia expressed concern over unlimited importation
of slaves but later indicated that he also favored
federal protection of slave property already held. This
nagging issue of possible federal intervention in slave
traffic, which Sherman and others feared could
irrevocably split northern and southern delegates, was
settled by, in Mason's words, "a bargain." Mason later
wrote that delegates from South Carolina and Georgia,
who most feared federal meddling in the slave trade,
made a deal with delegates from the New England states.
In exchange for the New Englanders' support for
continuing slave importation for 20 years, the
southerners accepted a clause that required only a
simple majority vote on navigation laws, a crippling
blow to southern economic interests.
The bargain was also a crippling blow
to those working to abolish slavery. Congregationalist
minister and abolitionist Samuel Hopkins of Connecticut
charged that the convention had sold out: "How does it
appear . . . that these States, who have been fighting
for liberty and consider themselves as the highest and
most noble example of zeal for it, cannot agree in any
political Constitution, unless it indulge and authorize
them to enslave their fellow men . . . Ah! these unclean
spirits, like frogs, they, like the Furies of the poets
are spreading discord, and
exciting men to contention and war." Hopkins considered
the Constitution a document fit for the flames.
On August 31 a weary George Mason, who
had 3 months earlier written so expectantly to his son
about the "great Business now before us," bitterly
exclaimed that he "would sooner chop off his right hand
than put it to the Constitution as it now stands." Mason
despaired that the convention was rushing to saddle the
country with an ill-advised, potentially ruinous central
authority He was concerned that a "bill of rights,"
ensuring individual liberties, had not been made part of
the Constitution. Mason called for a new convention to
reconsider the whole question of the formation of a new
government. Although Mason's motion was overwhelmingly
voted down, opponents of the Constitution did not
abandon the idea of a new convention. It was futilely
suggested again and again for over 2 years.
One of the last major unresolved
problems was the method of electing the executive. A
number of proposals, including direct election by the
people, by state legislatures, by state governors, and
by the national legislature, were considered. The result
was the electoral college, a master stroke of
compromise, quaint and curious but politically
expedient. The large states got proportional strength in
the number of delegates, the state legislatures got the
right of selecting delegates, and the House the right to
choose the president in the event no candidate received
a majority of electoral votes.
Mason later predicted that the House would probably
choose the president 19 times out of 20.
In the early days of September, with
the exhausted delegates anxious to return home,
compromise came easily. On September 8 the convention
was ready to turn the Constitution over to a Committee
of Style and Arrangement. Gouverneur Morris was the
chief architect. Years later he wrote to Timothy
Pickering: "That Instrument was written by the Fingers
which wrote this letter." The Constitution was presented
to the convention on September 12, and the delegates
methodically began to consider each section. Although
close votes followed on several articles, it was clear
that the grueling work of the convention in the historic
summer of 1787 was reaching its end.
Before the final vote on the
Constitution on September 15, Edmund Randolph proposed
that amendments be made by the state conventions and
then turned over to another general convention for
consideration. He was joined by George Mason and
Elbridge Gerry. The three lonely allies were soundly
rebuffed. Late in the afternoon the roll of the states
was called on the Constitution, and from every
delegation the word was "Aye."
On September 17 the members met for
the last time, and the venerable Franklin had written a
speech that was delivered by his colleague James Wilson.
Appealing for unity behind the Constitution, Franklin
declared, "I think it will astonish our enemies, who are
waiting with confidence to hear that our
councils are confounded like those of the builders of
Babel; and that our States are on the point of
separation, only to meet hereafter for the purpose of
cutting one another's throats." With Mason, Gerry, and
Randolph withstanding appeals to attach their
signatures, the other delegates in the hall formally
signed the Constitution, and the convention adjourned at
4 o'clock in the afternoon.
Weary from weeks of intense pressure
but generally satisfied with their work, the delegates
shared a farewell dinner at City Tavern. Two blocks away
on Market Street, printers John Dunlap and David
Claypoole worked into the night on the final imprint of
the six-page Constitution, copies of which would leave
Philadelphia on the morning stage. The debate over the
nation's form of government was now set for the larger
arena.
As the members of the convention
returned home in the following days, Alexander Hamilton
privately assessed the chances of the Constitution for
ratification. In its favor were the support of
Washington, commercial interests, men of property,
creditors, and the belief among many Americans that the
Articles of Confederation were inadequate. Against it
were the opposition of a few influential men in the
convention and state politicians fearful of losing
power, the general revulsion against taxation, the
suspicion that a centralized government would be
insensitive to local interests, and the fear among
debtors that a new government would "restrain the means
of cheating Creditors."
The Federalists and the Anti-Federalists
Because of its size, wealth, and
influence and because it was the first state to call a
ratifying convention, Pennsylvania was the focus of
national attention. The positions of the Federalists,
those who supported the Constitution, and the
anti-Federalists, those who opposed it, were printed and
reprinted by scores of newspapers across the country.
And passions in the state were most warm. When the
Federalist-dominated Pennsylvania assembly lacked a
quorum on September 29 to call a state ratifying
convention, a Philadelphia mob, in order to provide the
necessary numbers, dragged two anti-Federalist members
from their lodgings through the streets to the State
House where the bedraggled representatives were forced
to stay while the assembly voted. It was a curious
example of participatory democracy.
On October 5 anti-Federalist Samuel
Bryan published the first of his "Centinel" essays in
Philadelphia's Independent Gazetteer. Republished in
newspapers in various states, the essays assailed the
sweeping power of the central government, the usurpation
of state sovereignty, and the absence of a bill of
rights guaranteeing individual liberties such as freedom
of speech and freedom of religion. "The United States
are to be melted down," Bryan declared, into a despotic
empire dominated by "well-born" aristocrats. Bryan was
echoing the fear of many anti-Federalists that the new
government would become one controlled by the wealthy
established families and the culturally refined. The
common working people, Bryan
believed, were in danger of being subjugated to the will
of an all-powerful authority remote and inaccessible to
the people. It was this kind of authority, he believed,
that Americans had fought a war against only a few years
earlier.
The next day James Wilson, delivering
a stirring defense of the Constitution to a large crowd
gathered in the yard of the State House, praised the new
government as the best "which has ever been offered to
the world." The Scotsman's view prevailed. Led by
Wilson, Federalists dominated in the Pennsylvania
convention, carrying the vote on December 12 by a
healthy 46 to 23.
The vote for ratification in
Pennsylvania did not end the rancor and bitterness.
Franklin declared that scurrilous articles in the press
were giving the impression that Pennsylvania was
"peopled by a set of the most unprincipled, wicked,
rascally and quarrelsome scoundrels upon the face of the
globe." And in Carlisle, on December 26, anti-Federalist
rioters broke up a Federalist celebration and hung
Wilson and the Federalist chief justice of Pennsylvania,
Thomas McKean, in effigy; put the torch to a copy of the
Constitution; and busted a few Federalist heads.
In New York the Constitution was under
siege in the press by a series of essays signed "Cato."
Mounting a counterattack, Alexander
Hamilton and John Jay enlisted help from
Madison and, in late 1787, they published the first of a
series of essays now known as the Federalist Papers. The
85 essays, most of which were penned by Hamilton
himself, probed the weaknesses of the Articles of
Confederation and the need for an energetic national
government. Thomas Jefferson later called the
Federalist Papers the "best commentary on the
principles of government ever written."
Against this kind of Federalist
leadership and determination, the opposition in most
states was disorganized and generally inert. The leading
spokesmen were largely state-centered men with regional
and local interests and loyalties. Madison wrote of the
Massachusetts anti-Federalists, "There was not a single
character capable of uniting their wills or directing
their measures. . . . They had no plan whatever." The
anti-Federalists attacked wildly on several fronts: the
lack of a bill of rights, discrimination against
southern states in navigation legislation, direct
taxation, the loss of state sovereignty. Many charged
that the Constitution represented the work of
aristocratic politicians bent on protecting their own
class interests. At the Massachusetts convention one
delegate declared, "These lawyers, and men of learning
and moneyed men, that . . . make us poor illiterate
people swallow down the pill . . . they will swallow up
all us little folks like the great Leviathan; yes, just
as the whale swallowed up Jonah!" Some newspaper
articles, presumably written by anti-Federalists,
resorted to fanciful predictions of the horrors that
might emerge under the new Constitution pagans and
deists could control the government; the use of
Inquisition-like torture could be instituted as
punishment for federal crimes; even the pope could be
elected president.
One anti-Federalist argument gave
opponents some genuine difficulty--the claim that the
territory of the 13 states was too extensive for a
representative government. In a republic embracing a
large area, anti-Federalists argued, government would be
impersonal, unrepresentative, dominated by men of
wealth, and oppressive of the poor and working classes.
Had not the illustrious Montesquieu himself ridiculed
the notion that an extensive territory composed of
varying climates and people, could be a single
republican state? James Madison, always ready with the
Federalist volley, turned the argument completely around
and insisted that the vastness of the country would
itself be a strong argument in favor of a republic.
Claiming that a large republic would counterbalance
various political interest groups vying for power,
Madison wrote, "The smaller the society the fewer
probably will be the distinct parties and interests
composing it; the fewer the distinct parties and
interests, the more frequently will a majority be found
of the same party and the more easily will they concert
and execute their plans of oppression." Extend the size
of the republic, Madison argued, and the country would
be less vulnerable to separate factions within it.
Ratification
By January 9, 1788, five states of the
nine necessary for ratification had approved the
Constitution--Delaware, Pennsylvania, New Jersey,
Georgia, and Connecticut. But the eventual outcome
remained uncertain in pivotal states such as
Massachusetts, New York, and Virginia. On February 6,
withFederalists agreeing to recommend a list of
amendments amounting to a bill of rights, Massachusetts
ratified by a vote of 187 to 168. The revolutionary
leader, John Hancock, elected to preside over the
Massachusetts ratifying convention but unable to make up
his mind on the Constitution, took to his bed with a
convenient case of gout. Later seduced by the
Federalists with visions of the vice presidency and
possibly the presidency, Hancock, whom Madison noted as
"an idolater of popularity," suddenly experienced a
miraculous cure and delivered a critical block of votes.
Although Massachusetts was now safely in the Federalist
column, the recommendation of a bill of rights was a
significant victory for the anti-Federalists. Six of the
remaining states later appended similar recommendations.
When the New Hampshire convention was
adjourned by Federalists who sensed imminent defeat and
when Rhode Island on March 24 turned down the
Constitution in a popular referendum by an overwhelming
vote of 10 to 1, Federalist leaders were apprehensive.
Looking ahead to the Maryland convention,
Madison wrote to Washington, "The difference between
even a postponement and adoption in Maryland may . . .
possibly give a fatal advantage to that which opposes
the constitution." Madison had little reason to worry.
The final vote on April 28 63 for, 11 against. In
Baltimore, a huge parade celebrating the Federalist
victory rolled. through the downtown streets,
highlighted by a 15-foot float called "Ship Federalist."
The symbolically seaworthy craft was later launched in
the waters off Baltimore and sailed down the Potomac to
Mount Vernon.
On July 2, 1788, the Confederation
Congress, meeting in New York, received word that a
reconvened New Hampshire ratifying convention had
approved the Constitution. With South Carolina's
acceptance of the Constitution in May, New Hampshire
thus became the ninth state to ratify. The Congress
appointed a committee "for putting the said Constitution
into operation."
In the next 2 months, thanks largely
to the efforts of Madison and Hamilton in their own
states, Virginia and New York both ratified while adding
their own amendments. The margin for the Federalists in
both states, however, was extremely close. Hamilton
figured that the majority of the people in New York
actually opposed the Constitution, and it is probable
that a majority of people in the entire country opposed
it. Only the promise of amendments had ensured a
Federalist victory.
The Bill of Rights
The call for a bill of rights had been
the anti-Federalists' most powerful weapon. Attacking
the proposed Constitution for its
vagueness and lack of specific protection against
tyranny, Patrick Henry asked the Virginia convention,
"What can avail your specious, imaginary balances, your
rope-dancing, chain-rattling, ridiculous ideal checks
and contrivances." The anti-Federalists, demanding a
more concise, unequivocal Constitution, one that laid
out for all to see the right of the people and
limitations of the power of government, claimed that the
brevity of the document only revealed its inferior
nature. Richard Henry Lee despaired at the lack of
provisions to protect "those essential rights of mankind
without which liberty cannot exist." Trading the old
government for the new without such a bill of rights,
Lee argued, would be trading Scylla for Charybdis.
A bill of rights had been barely
mentioned in the Philadelphia convention, most delegates
holding that the fundamental rights of individuals had
been secured in the state constitutions. James Wilson
maintained that a bill of rights was superfluous because
all power not expressly delegated to thenew government
was reserved to the people. It was clear, however, that
in this argument the anti-Federalists held the upper
hand. Even Thomas Jefferson, generally in favor of the
new government, wrote to Madison that a bill of rights
was "what the people are entitled to against every
government on earth."
By the fall of 1788 Madison had been
convinced that not only was a bill of rights necessary
to ensure acceptance of the Constitution but that it
would have positive effects. He wrote, on October 17,
that such "fundamental maxims of free Government" would
be "a good ground for an appeal to the sense of
community" against potential oppression and would
"counteract the impulses of interest and passion."
Madison's support of the bill of
rights was of critical significance. One of the new
representatives from Virginia to the First Federal
Congress, as established by the new Constitution, he
worked tirelessly to persuade the House to enact
amendments. Defusing the anti-Federalists' objections to
the Constitution, Madison was able to shepherd through
17 amendments in the early months of the Congress, a
list that was later trimmed to 12 in the Senate. On
October 2, 1789, President Washington sent to each of
the states a copy of the 12 amendments adopted by the
Congress in September. By December 15, 1791,
three-fourths of the states had ratified the 10
amendments now so familiar to Americans as the "Bill of
Rights."
Benjamin Franklin told a French
correspondent in 1788 that the formation of the new
government had been like a game of dice, with many
players of diverse prejudices and interests unable to
make any uncontested moves. Madison wrote to Jefferson
that the welding of these clashing interests was "a task
more difficult than can be well conceived by those who
were not concerned in the execution of it." When the
delegates left Philadelphia after the convention, few,
if any, were convinced that the Constitution they had
approved outlined the ideal form of government for the
country. But late in his life James Madison scrawled out
another letter, one never addressed. In it he declared
that no government can be perfect, and "that which is
the least imperfect is therefore the best government."